More Is Not Always Better

In a previous post I discussed the status of Church’s Law in type theory, showing that it fails to hold internally to extensional type theory, even though one may see externally that the definable numeric functions in ETT are λ-definable, and hence Turing computable.  The distinction between internal and external is quite important in logic, mainly because a logical formalism may be unable to express precisely an externally meaningful concept.  The classical example is the Löwenheim-Skolem Theorem of first-order logic, which says that any theory with an infinite model has a countable model.  In particular the theory of sets has a countable model, which would seem to imply that the set of real numbers, for example, is countable.  But internally one can prove that the reals are uncountable (Cantor’s proof is readily expressed in the theory), which seems to be a paradox of some kind.  But no, all it says is that the function witnessing the countability of the term model cannot be expressed internally, and hence there is no contradiction at all.

A similar situation obtains with Church’s Law.  One may observe empirically, so to say, that Church’s Law holds externally of ETT, but this fact cannot be internalized.  There is a function given by Church’s Law that “decompiles” any (extensional) function of type N→N by providing the index for a Turing machine that computes it.  But this function cannot be definable internally to extensional type theory, because it may be used to obtain a decision procedure for halting of Turing machines, which is internally refutable by formalizing the standard undecidability proof.  In both of these examples it is the undefinability of a function that is important to the expressive power of a formalism, contrary to naïve analyses that would suggest that, when it comes to definability of functions, the more the merrier.  This is a general phenomenon in type theory.  The power of type theory arises from its strictures, not its affordances, in direct opposition to the ever-popular language design principle “first-class x” for all imaginable values of x.

Another perspective on the same issue is provided by Martin-Löf’s meaning explanation of type theory, which is closely related to the theory of realizability for constructive logic.  The high-level idea is that a justification for type theory may be obtained by starting with an untyped concept of computability (i.e., a programming language given by an operational semantics for closed terms), and then giving the meaning of the judgments of type theory in terms of such computations.  So, for example, the judgment A type, where A is a closed expression means that A evaluates to a canonical type, where the canonical types include, say, Nat, and all terms of the form A’→A”, where A’ and A” are types.  Similarly, if A is a type, the judgment a:A means that A evaluates to a canonical type A’ and that a evaluates to a canonical term a’ such that a’ is a canonical element of A’, where, say, any numeral for a natural number is a canonical member of Nat.  To give the canonical members of the function type A’→A” requires the further notion of equality of elements of a type, a=b:A, which all functions are required to respect.  A meaning explanation of this sort was suggested by Martin-Löf in his landmark paper Constructive Mathematics and Computer Programming, and is used as the basis for the NuPRL type theory, which extends that account in a number of interesting directions, including inductive and coinductive types, subset and quotient types, and partial types.

The relation to realizability emerges from applying the meaning explanation of types to the semantics of propositions given by the propositions-as-types principle (which, as I’ve previously argued, should not be called “the Curry-Howard isomorphism”).  According to this view a proposition P is identified with a type, the type of its proofs, and we say that P true iff evaluates to a canonical proposition that has a canonical member.  In particular, for implication we say that P→Q true if and only if P true implies Q true (and, in addition, the proof respects equality, a condition that I will suppress here for the sake of simplicity).  More explicitly, the implication is true exactly when the truth of the antecedent implies the truth of the consequent, which is to say that there is a constructive transformation of proofs of P into proofs of Q.

In recursive realizability one accepts Church’s Law and demands that the constructive transformation be given by the index of a Turing machine (i.e., by a program written in a fixed programming language).  This means, in particular, that if P expresses, say, the decidability of the halting problem, for which there is no recursive realizer, then the implication P→Q is vacuously true!  By taking Q to be falsehood, we obtain a realizer for the statement that the halting problem is undecidable.  More generally, any statement that is not realized is automatically false  in the recursive realizability interpretation, precisely because the realizers are identified with Turing machine indices.  Pressing a bit further, there are statements, such as the statement that every Turing machine either halts or diverges on its own input, that are true in classical logic, yet have no recursive realizer, and hence are false in the realizability interpretation.

In contrast in the meaning explanation for NuPRL Church’s Law is not assumed.  Although one may show that there is no Turing machine to decide halting for Turing machines, it is impossible to show that there is no constructive transformation that may do so.  For example, an oracle machine would be able to make the required decision.  This is entirely compatible with intuitionistic principles, because although intuitionism does not affirm LEM, neither does it deny it.  This point is often missed in some accounts, leading to endless confusions.  Intuitionistic logic, properly conceived, is compatible with classical logic in that classical logic may be seen as an idealization of intuitionistic logic in which we heuristically postulate that all propositions are decidable (all instances of LEM hold).

The crucial point distinguishing the meaning explanation from recursive realizability is precisely the refusal to accept Church’s Law, a kind of comprehension principle for functions as discussed earlier.  This refusal is often called computational open-endedness because it amounts to avoiding a commitment to the blasphemy of limiting God’s programming language to Turing machines (using an apt metaphor of Andrej Bauer’s).  Rather, we piously accept that richer notions of computation are possible, and avoid commitment to a “final theory” of computation in which Church’s Law is postulated outright.  By avoiding the witnessing function provided by Church’s Law we gain expressive power, rather than losing it, resulting in an elegant theory of constructive mathematics that enriches, rather than diminishes, classical mathematics.    In short, contrary to “common sense” (i.e., uninformed supposition), more is not always better.

Update: corrected minor technical error and some typographical errors.

Update: clarified point about incompatibility of recursive realizability with classical logic.

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3 Responses to More Is Not Always Better

  1. Andrej Bauer says:

    And just another remark. There are external statements which all hold but their internal versions are incompatible. For example “every function is computed by a Turing machine” and “every well-founded binary tree has a uniform bound” are both true externally (assuming classical meta-theory), but internally they are Church’s Thesis and the Fan Principle, recpectively. These contradict each other because in the presence of Church’s Thesis the Kleene tree is well-founded and unbounded.

    So, even if we think that “more is better”, we are faced with the question “which more”?

  2. Andrej Bauer says:

    The theory of a real closed field is a first-order theory with equality whose language consists of 0, 1, +, *. This theory cannot express the fact “the field is countable”, as far as I can tell. How would you do that? So I think you chose a bad example there.

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